Articles, rule maps, and field notes from the KNX team — built so an advisor or CCO can take something concrete back to their next exam-prep meeting.
Long-form references advisors and CCOs can read in one sitting, print, or save as PDF for the audit-prep file.
A side-by-side reference for advisors and CCOs. Pick a service, see the SEC or FINRA obligation it ties to, read the plain-English explanation of why our deliverables count toward your written program.
A line-by-line readiness check covering the IT controls SEC examiners and FINRA reviewers ask about most. Walk it once, bring the gaps to your CCO. Prints clean as a PDF.
Short pieces from the KNX team on the IT controls advisors actually have to deploy, configure, and document. No marketing fluff.
How attackers are leveraging generative AI to breach defenses.
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Read articleSubscribe to the KNX briefing — monthly, actionable, and zero marketing fluff.