Our Services

Secure. Compliant. Reliable.

KNX Solutions delivers IT, cybersecurity, and compliance support purpose-built for Registered Investment Advisers and the people who run them. We help small RIAs stay secure, audit-ready, and able to focus on the work that grows the firm.

Every service we deliver is configured for the way regulated firms actually work — protect client data, satisfy the rules, leave a paper trail your CCO can defend.

A Complete Approach to IT for Financial Firms

Generic IT shops don't understand the regulators looking over your shoulder. The result: technology that works on a normal day but unravels the moment an examiner asks for evidence.

KNX bridges that gap. We combine proactive day-to-day IT with cybersecurity built for financial data, compliance documentation that holds up in an exam, and strategy that scales with your firm — all from one team in New York, working with advisors across the country.

Operational baseline (NIST CSF 2.0)

Core IT Management

Proactive IT that keeps you productive and protected.

You depend on reliable technology every day to serve clients, manage portfolios, and meet deadlines. We make sure your systems are ready for anything — including the days nothing's supposed to go wrong.

What you get

Our promise

We keep your systems fast, secure, and documented so you never lose valuable time, data, or evidence.

SEC Rule 206(4)-7 + CIS Controls v8.1 IG1

Cybersecurity Essentials

Protection designed for financial data and client trust.

Financial firms are prime targets for cybercriminals. One breach can destroy years of client confidence and invite regulatory penalties. We take a layered approach that protects every device, network, and user in your firm.

What you get

Why it matters

Our cybersecurity services align with the SEC's expectations for a "reasonably designed" compliance program. You can prove the controls exist, satisfy your insurance carrier, and keep client data protected — every day, not just the week before an audit.

SEC Rule 206(4)-7

Compliance & Training

The two sides of an examiner's question: documentation and people.

An examiner doesn't just want to see the technology. They want the policy, the staff training records, and the evidence the program is alive year-round. We supply the IT-side artifacts so your CCO isn't reconstructing them in the week before an exam.

What you get

Why it matters

We simplify the compliance work so your CCO can focus on the program — not chasing IT documentation in the week before an exam.

SEC Rule 204-2 + Reg S-P

Disaster Recovery & Business Continuity

Restore in hours, not days.

Backups don't matter until they do. We make sure yours are real — encrypted, tested, immutable, and ready when something goes wrong.

What you get

Why it matters

Regulators expect documented business continuity plans, and Rule 204-2 expects records you can produce on demand. We make sure you not only meet those expectations but can also restore operations within hours when something does break.

Aligned to SEC Rule 206(4)-7 (annual review)

Virtual CIO / IT Strategy

Executive-level IT without the executive-level headcount.

Most small RIAs don't need a full-time CTO. They need a strategic IT partner who understands the firm, the regulations, and where the technology has to be in twelve months.

What you get

Why it matters

We give you executive-level technology insight that drives growth and ensures your IT investment supports your business — and your obligations — at the same time.

When you partner with us, you gain

Let's review your IT — no pressure.

We'll review your systems, surface vulnerabilities, and lay out a clear path to secure, compliant growth. Free assessment. No sales pitch.

Free Compliance Assessment Free Assessment